Cyber Security Workshop, produced in cooperation with the Phoenix Compliance Round Table.
Format:
Facilitated Workshop, with content specific to 2 different stakeholder groups within the financial planning profession
1) Business Practice and Firm Owners and Partners, Broker Dealers, RIA’s, Chief Compliance Officers (CCO’s)
a. Delivery will be through a story board approach designed to stimulate dialogue with attendees and facilitators. Three Cyber Security cases will be examined, showcasing a level 1, level 2, and level 3 hack/attack, and illustrating how those hacks could have been if not prevented, at least mitigated.
2) Financial Planning practice professionals (non-owners)
a. Delivery will be through a cyber security audit process, with each attendee using their own cell phone, tablet, and/or laptop as a full scale practical use audit is covered.
Learning Objectives:
Business owners will leave the workshop able to:
Business owners who enroll their financial professionals/employees in this workshop will benefit from an immediate cyber security awareness training and audit for their staff, reducing significantly one of the top three threats to their clients' data.
Financial Planning Employees will leave the workshop better able to protect their employer and client data from cyber security attacks.
They will:
Workshop Leaders:
Business Practice and Firm Owners’ Workshop: a. Christina Hamilton of Shartsis Friese LLP – the legal issues raised b. Justin Patrick, Founder/Owner, the Virtual Office Global - IT and compliance issues raised c. Maureen Rzeppa, MRA Associates - Compliance issues and business implications raised
Business Practice and Firm Owners’ Workshop:
a. Christina Hamilton of Shartsis Friese LLP – the legal issues raised
b. Justin Patrick, Founder/Owner, the Virtual Office Global - IT and compliance issues raised
c. Maureen Rzeppa, MRA Associates - Compliance issues and business implications raised
Financial Planning Professionals/employees a. Craig Morningstar, DWA
Financial Planning Professionals/employees
a. Craig Morningstar, DWA
Approved for 2 hours of CFP(R) and AZ State Department of Insurance Continuing Education
Networking mixer to follow Workshop conclusion at 5:30 pm
Office Hours:Mon-Thurs: 9:00AM - 5:00PMFri: closedPhone: 480-483-9035Fax: 480-922-5283
Connect with Us!
Website Development by Financier SEO - a digital marketing agency focused on helping financial advisors and planners excel with digital campaigns. We are proud of our ongoing relationship with FPA of Greater Phoenix.
Copyright © 2021 All Rights Reserved