Form CRS Virtual Workshop

Form CRS countdown has started. 6/30/2020 filing deadline looms.

Are you Ready?

Form CRS is, perhaps, the most significant workflow and productivity change required by Reg-BI – yet many BDs, RIAs and individual advisers remain utterly confused about the requirements. Whether your Form CRS has already been filed or you’re not even sure where to begin, this new regulatory requirement cannot stay in anyone’s rearview mirror.

Senior Compliance Consultant, Anne C. Czizek will be discussing practical tips on how to prepare the Form ADV Part 3 – the Client Relationship Summary – and giving us the inside scoop on tips and traps including:

-- Why the deadline for you and your firm might actually be before June 30th

-- Why state registered investment adviser firms need to know about Form CRS 

-- Why you might need two separate relationship summaries

-- How the required content can be condensed into two pages

-- Filing, delivery, and updating obligations, and

-- How individual investment adviser reps and brokers must now use Form CRS

The SEC outlined its expectations for the form succinctly in 500 pages and estimates that each advisor will spend an average of 23.77 hours and over $6,000 to build the form.

Can you afford not to join us for this webinar?